By Andrew Cross and Tom Watterson
We want to let everyone know about two upcoming CFTC Roundtables, the dates and topics are below.
- March 18th– Risk management procedures for CPOs, including managing investment risk, operational risk, and compliance or regulatory risk.
- April 3rd– Dodd-Frank issues for end-users of swaps, including recordkeeping under CFTC Rule 1.35, forward contracts with embedded volumetric optionality, and the $25 million special entity de minimis threshold of the swap dealer definition.
Good day. Good discussion. TSR