Tag Archives: derivatives clearing organization

Derivatives Regulatory Update Calendar

A primary goal of The Swap Report is to present complex information in a "user friendly" manner. To this end, we are providing our readers with a "Derivatives Regulatory Update" Download file (.PDF), which combines recent CFTC and SEC derivatives regulatory activity in one convenient .PDF file. The information included consists of: 1) A summary of the … Continue Reading

CFTC to hold Public Meeting on December 1st on Sixth Series of Proposed Rules

Reminder: Public Meeting December 1st WHAT: CFTC to hold Public Meeting on Sixth Series of Proposed Rules.  Topics  to be discussed Core principles and other requirements for designated contract markets; General regulations for derivatives clearing organizations; Information management requirements for derivatives clearing organizations; Reporting, recordkeeping and daily trading records requirements for swap dealers and major swap participants; … Continue Reading
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