Tag Archives: swap data repository

SEC Open Meeting – Nov. 19th – Security-Based Swap Rule Proposals

WHAT: There is an Open Meeting scheduled for November 19th at 10:00 a.m. EST. TOPICS TO BE DISCUSSED: As it relates to derivatives issues, the SEC plans to discuss: 1) Whether to propose new rules under Section 763(i) of the Dodd-Frank Wall Street Reform and Consumer Protection Act governing the security-based swap data repository registration … Continue Reading

Reminder: Public Meeting November 19th – Fifth Series of CFTC Proposed Rules

 WHAT: CFTC to hold Public Meeting on Fifth Series of Proposed Rules. Topics to be discussed: 1) Swap data repositories 2) Real-time public reporting of swap transaction data 3) Protection of collateral of counterparties to uncleared swaps, and treatment of securities in a portfolio margining account in a commodity broker bankruptcy 4) Data recordkeeping 5) Issuance of … Continue Reading